SEC Final Rules to Modernize Offerings Pursuant to Compensatory

The SEC has finalized its proposed rule change, increasing the threshold for disclosure requirements for non-reporting companies issuing securities under compensatory arrangements.

ARA's Graff Presses for Plan-Level Advice Protection in DOL Fiduciary Rule

Finding Safe Harbor: New Share Repurchase Reporting Requirements Allow SEC to Better Monitor Rule 10b-18, Regulatory Roundup, Insights

What the SEC's rule changes mean for private funds

Closing out 2023 and preparing for 2024: Tips for compensation committees & HR teams

FAQs on the SEC's Prescribed Clawback Policy, News & Resources

Summary of Treasury's ARPA Final Rule Guidelines :: Witt O'Brien's

Compliance and Underwriter Syndicates: Navigating the SEC s Regulations - FasterCapital

Tracking regulatory changes in the Biden era

A New Era in Compensatory Equity Offerings?

Heads Up — SEC Adopts Final Rule on “Clawback” Policies (November 14, 2022)

SEC Proposes to Ease Restrictions on Compensatory Offerings to Employees, “Platform Workers” and Other Service Providers

SEC Wants Enhanced Protections on Crypto, Other Adviser-Managed Investments